---identifier: "/us/cfr/t5/s9401.110"source: "ecfr"legal_status: "authoritative_unofficial"title: "5 CFR § 9401.110 - Prohibited recommendations."title_number: 5title_name: "Administrative Personnel"section_number: "9401.110"section_name: "Prohibited recommendations."chapter_name: "BUREAU OF CONSUMER FINANCIAL PROTECTION"part_number: "9401"part_name: "SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE BUREAU OF CONSUMER FINANCIAL PROTECTION"positive_law: falsecurrency: "2026-03-24"last_updated: "2026-03-24"format_version: "1.1.0"generator: "[email protected]"authority: "5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159 (April 12, 1989); 3 CFR, 1898 Comp., p.215, as modified by E.O. 12731, 55 FR 42547 (October 17, 1990); 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403, 2635.502 and 2635.803."regulatory_source: "77 FR 25019, Apr. 27, 2012, unless otherwise noted."cfr_part: "9401"---
Identifier
/us/cfr/t5/s9401.110
Currency
2026-03-24
Positive Law
No
Updated
2026-03-24
Chapter
Bureau of Consumer Financial Protection
Authority
5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159 (April 12, 1989); 3 CFR, 1898 Comp., p.215, as modified by E.O. 12731, 55 FR 42547 (October 17, 1990); 3 CFR, 1... 5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); E.O. 12674, 54 FR 15159 (April 12, 1989); 3 CFR, 1898 Comp., p.215, as modified by E.O. 12731, 55 FR 42547 (October 17, 1990); 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403, 2635.502 and 2635.803.
# 9401.110 Prohibited recommendations.An employee shall not make recommendations or suggestions, directly or indirectly, concerning the acquisition or sale or other divestiture of a security in an entity supervised by the Bureau, or an entity that is a party or represents a party to a particular matter involving specific parties to which the employee is assigned.[82 FR 35887, Aug. 2, 2017]