5 CFR § 5101.102 - Prohibited financial interests and transactions.
---identifier: "/us/cfr/t5/s5101.102"source: "ecfr"legal_status: "authoritative_unofficial"title: "5 CFR § 5101.102 - Prohibited financial interests and transactions."title_number: 5title_name: "Administrative Personnel"section_number: "5101.102"section_name: "Prohibited financial interests and transactions."chapter_name: "COMMODITY FUTURES TRADING COMMISSION"part_number: "5101"part_name: "SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE COMMODITY FUTURES TRADING COMMISSION"positive_law: falsecurrency: "2026-03-24"last_updated: "2026-03-24"format_version: "1.1.0"generator: "[email protected]"authority: "5 U.S.C. 7301, 7353; 5 U.S.C. App. (Ethics in Government Act of 1978); 7 U.S.C. 4a(f) and (j); E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403(a), 2635.802(a), 2635.803."regulatory_source: "58 FR 52638, Oct. 12, 1993, unless otherwise noted."cfr_part: "5101"---
Identifier
/us/cfr/t5/s5101.102
Currency
2026-03-24
Positive Law
No
Updated
2026-03-24
Chapter
Commodity Futures Trading Commission
Authority
5 U.S.C. 7301, 7353; 5 U.S.C. App. (Ethics in Government Act of 1978); 7 U.S.C. 4a(f) and (j); E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 C... 5 U.S.C. 7301, 7353; 5 U.S.C. App. (Ethics in Government Act of 1978); 7 U.S.C. 4a(f) and (j); E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403(a), 2635.802(a), 2635.803.
# 5101.102 Prohibited financial interests and transactions.In accordance with 5 CFR 2635.403(a), no Commission member or other employee shall engage in business or financial transactions, or hold business or financial interests, prohibited by the Commodity Exchange Act, as set forth in 17 CFR 140.735-2.