12 CFR § 13.1 - Scope.

---
identifier: "/us/cfr/t12/s13.1"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 13.1 - Scope."
title_number: 12
title_name: "Banks and Banking"
section_number: "13.1"
section_name: "Scope."
chapter_name: "COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY"
part_number: "13"
part_name: "GOVERNMENT SECURITIES SALES PRACTICES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 1  and 93a; 15 U.S.C. 78o-5."
regulatory_source: "62 FR 13283, Mar. 19, 1997, unless otherwise noted."
cfr_part: "13"
---


# 13.1 Scope.

This part applies to national banks that have filed notice as, or are required to file notice as, government securities brokers or dealers pursuant to section 15C of the Securities Exchange Act (15 U.S.C. 78o-5) and Department of the Treasury rules under section 15C (17 CFR 400.1(d) and part 401).