Title 12, Part 19 — Rules of Practice and Procedure
107 sections
Section 19.0
Applicability date.
Section 19.1
Scope.
Section 19.2
Rules of construction.
Section 19.3
Definitions.
Section 19.4
Authority of the Comptroller.
Section 19.5
Authority of the administrative law judge (ALJ).
Section 19.6
Appearance and practice in adjudicatory proceedings.
Section 19.7
Good faith certification.
Section 19.8
Conflicts of interest.
Section 19.9
Ex parte communications.
Section 19.10
Filing of papers.
Section 19.11
Service of papers.
Section 19.12
Construction of time limits.
Section 19.13
Change of time limits.
Section 19.14
Witness fees and expenses.
Section 19.15
Opportunity for informal settlement.
Section 19.16
OCC's right to conduct examination.
Section 19.17
Collateral attacks on adjudicatory proceeding.
Section 19.18
Commencement of proceeding and contents of notice.
Section 19.19
Answer.
Section 19.20
Amended pleadings.
Section 19.21
Failure to appear.
Section 19.22
Consolidation and severance of actions.
Section 19.23
Motions.
Section 19.24
Scope of document discovery.
Section 19.25
Request for document discovery from parties.
Section 19.26
Document subpoenas to nonparties.
Section 19.27
Deposition of witness unavailable for hearing.
Section 19.28
Interlocutory review.
Section 19.29
Summary disposition.
Section 19.30
Partial summary disposition.
Section 19.31
Scheduling and prehearing conferences.
Section 19.32
Prehearing submissions.
Section 19.33
Public hearings.
Section 19.34
Hearing subpoenas.
Section 19.35
Conduct of hearings.
Section 19.36
Evidence.
Section 19.37
Post-hearing filings.
Section 19.38
Recommended decision and filing of record.
Section 19.39
Exceptions to recommended decision.
Section 19.40
Review by the Comptroller.
Section 19.41
Stays pending judicial review.
Section 19.100
Filing documents.
Section 19.101
Delegation to OFIA.
Section 19.102
Civil money penalties.
Section 19.110
Scope and definitions.
Section 19.111
Suspension, removal, or prohibition of institution-affiliated party.
Section 19.112
Informal hearing.
Section 19.113
Recommended and final decisions.
Section 19.120
Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
Section 19.121
Disciplinary proceedings.
Section 19.122
Civil money penalty authority under Federal securities laws.
Section 19.123
Cease-and-desist authority.
Section 19.160
Scope.
Section 19.161
Hearing process.
Section 19.170
Discovery depositions.
Section 19.171
Deposition subpoenas.
Section 19.180
Scope.
Section 19.181
Confidentiality of formal investigations.
Section 19.182
Order to conduct a formal investigation.
Section 19.183
Rights of witnesses.
Section 19.184
Service of subpoena and payment of witness expenses.
Section 19.185
Dilatory, obstructionist, or insubordinate conduct.
Section 19.190
Scope.
Section 19.191
Definitions.
Section 19.192
Sanctions relating to conduct in an adjudicatory proceeding.
Section 19.193
Censure, suspension, or debarment.
Section 19.194
Eligibility of attorneys and accountants to practice.
Section 19.195
Incompetence.
Section 19.196
Disreputable conduct.
Section 19.197
Initiation of disciplinary proceeding.
Section 19.198
Conferences.
Section 19.199
Proceedings under this subpart.
Section 19.200
Effect of debarment, suspension, or censure.
Section 19.201
Petition for reinstatement.
Section 19.205
Authority and scope; waiver.
Section 19.206
Definitions.
Section 19.207
Application requirements.
Section 19.208
Net worth exhibit.
Section 19.209
Documentation of fees and expenses.
Section 19.210
Filing and service of documents.
Section 19.211
Answer to application.
Section 19.212
Reply.
Section 19.213
Settlement.
Section 19.214
Further proceedings.
Section 19.215
Decision.
Section 19.216
Agency review.
Section 19.217
Judicial review.
Section 19.218
Stay of decision concerning award.
Section 19.219
Payment of award.
Section 19.220
Scope.
Section 19.221
Reclassification of an insured depository institution based on unsafe or unsound condition or practice.
Section 19.222
Request for rescission of reclassification.
Section 19.230
Scope.
Section 19.231
Order to dismiss a director or senior executive officer.
Section 19.240
Inflation adjustments.
Section 19.241
Scope.
Section 19.242
Definitions.
Section 19.243
Removal, suspension, or debarment.
Section 19.244
Automatic removal, suspension, or debarment.
Section 19.245
Notice of removal, suspension, or debarment.
Section 19.246
Petition for reinstatement.
Section 19.250
Scope.
Section 19.251
Notice and hearing.
Section 19.252
Presiding officer.
Section 19.253
Grounds for termination.
Section 19.254
Judicial review.