Title 12, Part 44 — Proprietary Trading and Certain Interests in and Relationships With Covered Funds
18 sections
Section 44.1
Authority, purpose, scope, and relationship to other authorities.
Section 44.2
Definitions.
Section 44.3
Prohibition on proprietary trading.
Section 44.4
Permitted underwriting and market making-related activities.
Section 44.5
Permitted risk-mitigating hedging activities.
Section 44.6
Other permitted proprietary trading activities.
Section 44.7
Limitations on permitted proprietary trading activities.
Section 44.8-44.9
§§ 44.8-44.9 [Reserved]
Section 44.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
Section 44.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
Section 44.12
Permitted investment in a covered fund.
Section 44.13
Other permitted covered fund activities and investments.
Section 44.14
Limitations on relationships with a covered fund.
Section 44.15
Other limitations on permitted covered fund activities and investments.
Section 44.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
Section 44.17-44.19
§§ 44.17-44.19 [Reserved]
Section 44.20
Program for compliance; reporting.
Section 44.21
Termination of activities or investments; penalties for violations.