Title 12, Part 9 — Fiduciary Activities of National Banks
21 sections
Section 9.1
Authority, purpose, and scope.
Section 9.2
Definitions.
Section 9.3
Approval requirements.
Section 9.4
Administration of fiduciary powers.
Section 9.5
Policies and procedures.
Section 9.6
Review of fiduciary accounts.
Section 9.7
Multi-state fiduciary operations.
Section 9.8
Recordkeeping.
Section 9.9
Audit of fiduciary activities.
Section 9.10
Fiduciary funds awaiting investment or distribution.
Section 9.11
Investment of fiduciary funds.
Section 9.12
Self-dealing and conflicts of interest.
Section 9.13
Custody of fiduciary assets.
Section 9.14
Deposit of securities with state authorities.
Section 9.15
Fiduciary compensation.
Section 9.16
Receivership or voluntary liquidation of bank.
Section 9.17
Surrender or revocation of fiduciary powers.
Section 9.18
Collective investment funds.
Section 9.20
Transfer agents.
Section 9.100
Acting as indenture trustee and creditor.
Section 9.101
Providing investment advice for a fee.