Title 12, Part 220 — Credit by Brokers and Dealers (Regulation T)

Authority, purpose, and scope.

Definitions.

General provisions.

Margin account.

Special memorandum account.

Good faith account.

Broker-dealer credit account.

Cash account.

Clearance of securities, options, and futures.

Borrowing and lending securities.

Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.

Supplement: margin requirements.

Transactions of customers who are brokers or dealers.

[Reserved]

Borrowing of securities.

[Reserved]

Ninety-day rule in special cash account.

§§ 220.106-220.107 [Reserved]

International Bank Securities.

[Reserved]

Assistance by Federal credit union to its members.

Arranging for extensions of credit to be made by a bank.

[Reserved]

Necessity for prompt payment and delivery in special cash accounts.

§§ 220.114-220.116 [Reserved]

Exception to 90-day rule in special cash account.

Time of payment for mutual fund shares purchased in a special cash account.

Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.

[Reserved]

Applicability of margin requirements to joint account between two creditors.

“Deep in the money put and call options” as extensions of credit.

Partial delayed issue contracts covering nonconvertible bonds.

Installment sale of tax-shelter programs as “arranging” for credit.

§§ 220.125-220.126 [Reserved]

Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.

Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.

§§ 220.129-220.130 [Reserved]

Application of the arranging section to broker-dealer activities under SEC Rule 144A.

Credit to brokers and dealers.