Title 12, Part 238 — Savings and Loan Holding Companies (Regulation Ll)
95 sections
Section 238.1
Authority, purpose and scope.
Section 238.2
Definitions.
Section 238.3
Administration.
Section 238.4
Records, reports, and inspections.
Section 238.5
Audit of savings association holding companies.
Section 238.6
Penalties for violations.
Section 238.7
Tying restriction exception.
Section 238.8
Safe and sound operations, and Small Bank Holding Company Policy Statement.
Section 238.9
Control over securities.
Section 238.10
Categorization of banking organizations.
Section 238.11
Transactions requiring Board approval.
Section 238.12
Transactions not requiring Board approval.
Section 238.13
Prohibited acquisitions.
Section 238.14
Procedural requirements.
Section 238.15
Factors considered in acting on applications.
Section 238.21
Control proceedings.
Section 238.22
Rebuttable presumptions of control of a company.
Section 238.23
Rebuttable presumption of noncontrol of a company.
Section 238.31
Transactions requiring prior notice.
Section 238.32
Transactions not requiring prior notice.
Section 238.33
Procedures for filing, processing, publishing, and acting on notices.
Section 238.41
Qualified stock issuances by undercapitalized savings associations or holding companies.
Section 238.51
Prohibited activities.
Section 238.52
Exempt savings and loan holding companies and grandfathered activities.
Section 238.53
Prescribed services and activities of savings and loan holding companies.
Section 238.54
Permissible bank holding company activities of savings and loan holding companies.
Section 238.61
Scope.
Section 238.62
Definitions.
Section 238.63
Requirements to engage in financial holding company activities.
Section 238.64
Election required.
Section 238.65
Election procedures.
Section 238.66
Ongoing requirements.
Section 238.71
Purpose.
Section 238.72
Definitions.
Section 238.73
Prior notice requirements.
Section 238.74
Filing and processing procedures.
Section 238.75
Standards for review.
Section 238.76
Waiting period.
Section 238.77
Waiver of prior notice requirement.
Section 238.81
Purpose.
Section 238.82
Definitions.
Section 238.83
Prohibited actions.
Section 238.84
Covered convictions or agreements to enter into pre-trial diversions or similar programs.
Section 238.85
Adjudications and offenses not covered.
Section 238.86
Exemptions.
Section 238.87
Filing procedures.
Section 238.88
Factors for review.
Section 238.89
Board action.
Section 238.90
Hearings.
Section 238.91
Authority, purpose, and scope.
Section 238.92
Definitions.
Section 238.93
Prohibitions.
Section 238.94
Interlocking relationships permitted by statute.
Section 238.95
Small market share exemption.
Section 238.96
General exemption.
Section 238.97
Change in circumstances.
Section 238.98
Enforcement.
Section 238.99
Interlocking relationships permitted pursuant to Federal Deposit Insurance Act.
Section 238.101
Authority and purpose.
Section 238.102
Definitions.
Section 238.103
Filing requirement.
Section 238.104
Board action and criteria for review.
Section 238.118
Applicability.
Section 238.119
Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more.
Section 238.120
Scope.
Section 238.121
Applicability.
Section 238.122
Risk-management and risk committee requirements.
Section 238.123
Liquidity risk-management requirements.
Section 238.124
Liquidity stress testing and buffer requirements.
Section 238.130
Definitions.
Section 238.131
Applicability.
Section 238.132
Analysis conducted by the Board.
Section 238.133
Data and information required to be submitted in support of the Board's analyses.
Section 238.134
Review of the Board's analysis; publication of summary results.
Section 238.135
Corporate use of stress test results.
Section 238.140
Authority and purpose.
Section 238.141
Definitions.
Section 238.142
Applicability.
Section 238.143
Stress test.
Section 238.144
Methodologies and practices.
Section 238.145
Reports of stress test results.
Section 238.146
Disclosure of stress test results.
Section 238.150
Applicability and general provisions.
Section 238.151
Definitions.
Section 238.152
Credit exposure limits.
Section 238.153
Gross credit exposure.
Section 238.154
Net credit exposure.
Section 238.155
Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
Section 238.156
Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
Section 238.157
Exemptions.
Section 238.158
Compliance.
Section 238.160
Definitions.
Section 238.161
Applicability.
Section 238.162
Capital stress testing requirements.
Section 238.170
Capital planning and stress capital buffer requirement.