Title 12, Part 248 — Proprietary Trading and Certain Interests in and Relationships With Covered Funds (Regulation Vv)
18 sections
Section 248.1
Authority, purpose, scope, and relationship to other authorities.
Section 248.2
Definitions.
Section 248.3
Prohibition on proprietary trading.
Section 248.4
Permitted underwriting and market making-related activities.
Section 248.5
Permitted risk-mitigating hedging activities.
Section 248.6
Other permitted proprietary trading activities.
Section 248.7
Limitations on permitted proprietary trading activities.
Section 248.8-248.9
§§ 248.8-248.9 [Reserved]
Section 248.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
Section 248.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
Section 248.12
Permitted investment in a covered fund.
Section 248.13
Other permitted covered fund activities and investments.
Section 248.14
Limitations on relationships with a covered fund.
Section 248.15
Other limitations on permitted covered fund activities.
Section 248.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
Section 248.17-248.19
§§ 248.17-248.19 [Reserved]
Section 248.20
Program for compliance; reporting.
Section 248.21
Termination of activities or investments; penalties for violations.