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Title 12, Part 308 — Rules of Practice and Procedure

192 sections

Section 308.0
Applicability date.
Section 308.1
Scope.
Section 308.2
Rules of construction.
Section 308.3
Definitions.
Section 308.4
Authority of the Board of Directors.
Section 308.5
Authority of the administrative law judge (ALJ).
Section 308.6
Appearance and practice in adjudicatory proceedings.
Section 308.7
Good faith certification.
Section 308.8
Conflicts of interest.
Section 308.9
Ex parte communications.
Section 308.10
Filing of papers.
Section 308.11
Service of papers.
Section 308.12
Construction of time limits.
Section 308.13
Change of time limits.
Section 308.14
Witness fees and expenses.
Section 308.15
Opportunity for informal settlement.
Section 308.16
FDIC's right to conduct examination.
Section 308.17
Collateral attacks on adjudicatory proceeding.
Section 308.18
Commencement of proceeding and contents of notice.
Section 308.19
Answer.
Section 308.20
Amended pleadings.
Section 308.21
Failure to appear.
Section 308.22
Consolidation and severance of actions.
Section 308.23
Motions.
Section 308.24
Scope of document discovery.
Section 308.25
Request for document discovery from parties.
Section 308.26
Document subpoenas to nonparties.
Section 308.27
Deposition of witness unavailable for hearing.
Section 308.28
Interlocutory review.
Section 308.29
Summary disposition.
Section 308.30
Partial summary disposition.
Section 308.31
Scheduling and prehearing conferences.
Section 308.32
Prehearing submissions.
Section 308.33
Public hearings.
Section 308.34
Hearing subpoenas.
Section 308.35
Conduct of hearings.
Section 308.36
Evidence.
Section 308.37
Post-hearing filings.
Section 308.38
Recommended decision and filing of record.
Section 308.39
Exceptions to recommended decision.
Section 308.40
Review by the Board of Directors.
Section 308.41
Stays pending judicial review.
Section 308.100
Applicability date.
Section 308.101
Scope of Local Rules.
Section 308.102
Authority of Board of Directors and Administrative Officer.
Section 308.103
Assignment of Administrative Law Judge (ALJ).
Section 308.104
Filings with the Board of Directors.
Section 308.105
Custodian of the record.
Section 308.106
Written testimony in lieu of oral hearing.
Section 308.107
Supplemental discovery rules.
Section 308.108
Sanctions.
Section 308.109
Suspension and disbarment.
Section 308.110
Scope.
Section 308.111
Grounds for disapproval.
Section 308.112
Notice of disapproval.
Section 308.113
Answer to notice of disapproval.
Section 308.114
Burden of proof.
Section 308.115
Scope.
Section 308.116
Assessment of penalties.
Section 308.117
Effective date of, and payment under, an order to pay.
Section 308.118
Collection of penalties.
Section 308.119
Scope.
Section 308.120
Grounds for termination of insurance.
Section 308.121
Notification to primary regulator.
Section 308.122
Notice of intent to terminate.
Section 308.123
Notice to depositors.
Section 308.124
Involuntary termination of insured status for failure to receive deposits.
Section 308.125
Temporary suspension of deposit insurance.
Section 308.126
Special supervisory associations.
Section 308.127
Scope.
Section 308.128
Grounds for cease-and-desist orders.
Section 308.129
Notice to state supervisory authority.
Section 308.130
Effective date of order and service on bank.
Section 308.131
Temporary cease-and-desist order.
Section 308.132
Assessment of penalties.
Section 308.133
Effective date of, and payment under, an order to pay.
Section 308.134
Scope.
Section 308.135
Grounds for imposition of sanctions.
Section 308.136
Notice to and consultation with the Securities and Exchange Commission.
Section 308.137
Effective date of order imposing sanctions.
Section 308.138
Scope.
Section 308.139
Application for exemption.
Section 308.140
Newspaper notice.
Section 308.141
Notice of hearing.
Section 308.142
Hearing.
Section 308.143
Decision of Board of Directors.
Section 308.144
Scope.
Section 308.145
Conduct of investigation.
Section 308.146
Powers of person conducting investigation.
Section 308.147
Investigations confidential.
Section 308.148
Rights of witnesses.
Section 308.149
Service of subpoena.
Section 308.150
Transcripts.
Section 308.151
Scope.
Section 308.152
Grounds for disapproval of notice.
Section 308.153
Procedures where notice of disapproval issues pursuant to § 303.103(c) of this chapter.
Section 308.154
Decision on review.
Section 308.155
Hearing.
Section 308.156
Scope.
Section 308.157
Denial of applications.
Section 308.158
Hearings.
Section 308.159-308.160
§§ 308.159-308.160 [Reserved]
Section 308.161
Scope.
Section 308.162
Relevant considerations.
Section 308.163
Notice of suspension or prohibition, and orders of removal or prohibition.
Section 308.164
Hearings.
Section 308.165
Scope.
Section 308.166
Grounds for assessment of liability.
Section 308.167
Notice of assessment of liability.
Section 308.168
Effective date of and payment under an order to pay.
Section 308.169
Scope.
Section 308.170
Filing, content, and service of documents.
Section 308.171
Responses to application.
Section 308.172
Eligibility of applicants.
Section 308.173
Prevailing party.
Section 308.174
Standards for awards.
Section 308.175
Measure of awards.
Section 308.176
Application for awards.
Section 308.177
Statement of net worth.
Section 308.178
Statement of fees and expenses.
Section 308.179
Settlement negotiations.
Section 308.180
Further proceedings.
Section 308.181
Recommended decision.
Section 308.182
Board of Directors action.
Section 308.183
Payment of awards.
Section 308.200
Scope.
Section 308.201
Directives to take prompt corrective action.
Section 308.202
Procedures for reclassifying an FDIC-supervised institution based on criteria other than capital.
Section 308.203
Order to dismiss a director or senior executive officer.
Section 308.204
Enforcement of directives.
Section 308.300
Scope.
Section 308.301
Purpose.
Section 308.302
Determination and notification of failure to meet a safety and soundness standard and request for compliance plan.
Section 308.303
Filing of safety and soundness compliance plan.
Section 308.304
Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
Section 308.305
Enforcement of orders.
Section 308.400
Scope.
Section 308.401
Applications for stays of disciplinary sanctions or summary suspensions by a bank clearing agency.
Section 308.402
Applications for review of final disciplinary sanctions, denials of participation, or prohibitions or limitations of access to services imposed by bank clearing agencies.
Section 308.500
Basis, purpose, and scope.
Section 308.501
Definitions.
Section 308.502
Basis for civil penalties and assessments.
Section 308.503
Investigations.
Section 308.504
Review by the reviewing official.
Section 308.505
Prerequisites for issuing a complaint.
Section 308.506
Complaint.
Section 308.507
Service of complaint.
Section 308.508
Answer.
Section 308.509
Default upon failure to file an answer.
Section 308.510
Referral of complaint and answer to the ALJ.
Section 308.511
Notice of hearing.
Section 308.512
Parties to the hearing.
Section 308.513
Separation of functions.
Section 308.514
Ex parte contacts.
Section 308.515
Disqualification of reviewing official or ALJ.
Section 308.516
Rights of parties.
Section 308.517
Authority of the ALJ.
Section 308.518
Prehearing conferences.
Section 308.519
Disclosure of documents.
Section 308.520
Discovery.
Section 308.521
Exchange of witness lists, statements, and exhibits.
Section 308.522
Subpoenas for attendance at hearing.
Section 308.523
Protective order.
Section 308.524
Witness fees.
Section 308.525
Form, filing, and service of papers.
Section 308.526
Computation of time.
Section 308.527
Motions.
Section 308.528
Sanctions.
Section 308.529
The hearing and burden of proof.
Section 308.530
Determining the amount of penalties and assessments.
Section 308.531
Location of hearing.
Section 308.532
Witnesses.
Section 308.533
Evidence.
Section 308.534
The record.
Section 308.535
Post-hearing briefs.
Section 308.536
Initial decision.
Section 308.537
Reconsideration of initial decision.
Section 308.538
Appeal to the Board of Directors.
Section 308.539
Stays ordered by the Department of Justice.
Section 308.540
Stay pending appeal.
Section 308.541
Judicial review.
Section 308.542
Collection of civil penalties and assessments.
Section 308.543
Right to administrative offset.
Section 308.544
Deposit in Treasury of United States.
Section 308.545
Compromise or settlement.
Section 308.546
Limitations.
Section 308.600
Scope.
Section 308.601
Definitions.
Section 308.602
Removal, suspension, or debarment.
Section 308.603
Automatic removal, suspension, and debarment.
Section 308.604
Notice of removal, suspension, or debarment.
Section 308.605
Application for reinstatement.