12 CFR § 335.201 - Securities exempted from registration.

---
identifier: "/us/cfr/t12/s335.201"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 335.201 - Securities exempted from registration."
title_number: 12
title_name: "Banks and Banking"
section_number: "335.201"
section_name: "Securities exempted from registration."
chapter_name: "FEDERAL DEPOSIT INSURANCE CORPORATION"
subchapter_number: "B"
subchapter_name: "REGULATIONS AND STATEMENTS OF GENERAL POLICY"
part_number: "335"
part_name: "SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265."
regulatory_source: "62 FR 6856, Feb. 14, 1997, unless otherwise noted."
cfr_part: "335"
---


# 335.201 Securities exempted from registration.

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.

[75 FR 73949, Nov. 30, 2010]