12 CFR § 335.601 - Requirements of section 16 of the Securities Exchange Act of 1934.

---
identifier: "/us/cfr/t12/s335.601"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 335.601 - Requirements of section 16 of the Securities Exchange Act of 1934."
title_number: 12
title_name: "Banks and Banking"
section_number: "335.601"
section_name: "Requirements of section 16 of the Securities Exchange Act of 1934."
chapter_name: "FEDERAL DEPOSIT INSURANCE CORPORATION"
subchapter_number: "B"
subchapter_name: "REGULATIONS AND STATEMENTS OF GENERAL POLICY"
part_number: "335"
part_name: "SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265."
regulatory_source: "62 FR 6856, Feb. 14, 1997, unless otherwise noted."
cfr_part: "335"
---


# 335.601 Requirements of section 16 of the Securities Exchange Act of 1934.

Persons subject to section 16 of the Exchange Act with respect to securities registered under this part shall follow the applicable and currently effective SEC regulations issued under section 16 of the Exchange Act (17 CFR part 240), except that the forms described in § 335.611 (FDIC Form 3), § 335.612 (FDIC Form 4), and § 335.613 (FDIC Form 5) shall be used in lieu of SEC Form 3, Form 4, and Form 5, respectively. FDIC Forms 3, 4, and 5 shall be filed electronically on FDIC*connect* at *https://www2.fdicconnect.gov/index.asp.* Copies of FDIC Forms 3, 4, and 5 and the instructions thereto can be printed and downloaded at *https://www.fdic.gov/regulations/laws/forms.*

[75 FR 73950, Nov. 30, 2010]