12 CFR § 335.611 - Initial statement of beneficial ownership of securities (Form 3).

---
identifier: "/us/cfr/t12/s335.611"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 335.611 - Initial statement of beneficial ownership of securities (Form 3)."
title_number: 12
title_name: "Banks and Banking"
section_number: "335.611"
section_name: "Initial statement of beneficial ownership of securities (Form 3)."
chapter_name: "FEDERAL DEPOSIT INSURANCE CORPORATION"
subchapter_number: "B"
subchapter_name: "REGULATIONS AND STATEMENTS OF GENERAL POLICY"
part_number: "335"
part_name: "SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265."
regulatory_source: "62 FR 6856, Feb. 14, 1997, unless otherwise noted."
cfr_part: "335"
---


# 335.611 Initial statement of beneficial ownership of securities (Form 3).

This form shall be filed in lieu of SEC Form 3 pursuant to SEC rules for initial statements of beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. 78p and 78w) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at 17 CFR part 240.

[75 FR 73950, Nov. 30, 2010]