12 CFR § 368.1 - Scope.

---
identifier: "/us/cfr/t12/s368.1"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "12 CFR § 368.1 - Scope."
title_number: 12
title_name: "Banks and Banking"
section_number: "368.1"
section_name: "Scope."
chapter_name: "FEDERAL DEPOSIT INSURANCE CORPORATION"
subchapter_number: "B"
subchapter_name: "REGULATIONS AND STATEMENTS OF GENERAL POLICY"
part_number: "368"
part_name: "GOVERNMENT SECURITIES SALES PRACTICES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 78o-5."
regulatory_source: "62 FR 13287, Mar. 19, 1997, unless otherwise noted."
cfr_part: "368"
---


# 368.1 Scope.

This part is applicable to state nonmember banks and insured state branches of foreign banks that have filed notice as, or are required to file notice as, government securities brokers or dealers pursuant to section 15C of the Securities Exchange Act (15 U.S.C. 78o-5) and Department of the Treasury rules under section 15C (17 CFR 400.1(d) and part 401).