13 CFR § 107.1220 - Requirement for Licensee to file quarterly financial statements.

---
identifier: "/us/cfr/t13/s107.1220"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "13 CFR § 107.1220 - Requirement for Licensee to file quarterly financial statements."
title_number: 13
title_name: "Business Credit and Assistance"
section_number: "107.1220"
section_name: "Requirement for Licensee to file quarterly financial statements."
chapter_name: "SMALL BUSINESS ADMINISTRATION"
part_number: "107"
part_name: "SMALL BUSINESS INVESTMENT COMPANIES"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 662, 681-687, 687b-h, 687k-m."
regulatory_source: "61 FR 3189, Jan. 31, 1996, unless otherwise noted."
cfr_part: "107"
---


# 107.1220 Requirement for Licensee to file quarterly financial statements.

Leveraged Licensees must submit to SBA a Financial Statement on SBA Form 468 (Short Form) as of the close of each quarter of your fiscal year (other than the fourth quarter, which is covered by your annual filing of Form 468 under § 107.630(a)). You must file this form within 45 days after the close of the quarter. You will not be eligible for a draw if you are not in compliance with this section.

[88 FR 46012, July 18, 2023]