13 CFR § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise).

---
identifier: "/us/cfr/t13/s107.410"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "13 CFR § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise)."
title_number: 13
title_name: "Business Credit and Assistance"
section_number: "107.410"
section_name: "Changes in Control of Licensee (through change in ownership or otherwise)."
chapter_name: "SMALL BUSINESS ADMINISTRATION"
part_number: "107"
part_name: "SMALL BUSINESS INVESTMENT COMPANIES"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "15 U.S.C. 662, 681-687, 687b-h, 687k-m."
regulatory_source: "61 FR 3189, Jan. 31, 1996, unless otherwise noted."
cfr_part: "107"
---


# 107.410 Changes in Control of Licensee (through change in ownership or otherwise).

(a) *Prior approval requirements.* You must obtain SBA's prior written approval for any proposed transaction or event that results in Control by any Person(s) not previously approved by SBA.

(b) *Fee.* A processing fee equal to the combined Licensing Fee (Initial Licensing Fee plus the Final Licensing Fee then in effect) defined in § 107.300 must accompany any application for approval of one or more transactions or events that will result in a transfer of Control.

[61 FR 3189, Jan. 31, 1996, as amended at 82 FR 52185, Nov. 13, 2017]