Title 16, Part 802 — Exemption Rules

Acquisitions of goods in the ordinary course of business.

Certain acquisitions of real property assets.

Acquisitions of carbon-based mineral reserves.

Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which is exempt.

Acquisitions of investment rental property assets.

Federal agency approval.

Certain supervisory acquisitions.

Acquisition solely for the purpose of investment.

Stock dividends and splits; reorganizations.

[Reserved]

Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted).

Amended or renewed tender offers.

Intraperson transactions.

Acquisitions of convertible voting securities.

Acquisitions by employee trusts.

Exempt formation of corporations or unincorporated entities.

Corporations or unincorporated entities at time of formation.

Partial exemption for acquisitions in connection with the formation of certain joint ventures or other corporations.

Acquisitions of foreign assets.

Acquisitions of voting securities of a foreign issuer.

Acquisitions by or from foreign governmental entities.

Certain foreign banking transactions.

Acquisitions by securities underwriters.

Certain acquisitions by creditors and insurers.

Acquisitions of voting securities by certain institutional investors.

Exempt acquisition of non-corporate interests in financing transactions.

Acquisitions subject to order.

Acquisitions by gift, intestate succession or devise, or by irrevocable trust.

Transitional rule for transactions investigated by the agencies.