17 CFR § 12.404 - The record of proceedings.

---
identifier: "/us/cfr/t17/s12.404"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 12.404 - The record of proceedings."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "12.404"
section_name: "The record of proceedings."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "12"
part_name: "RULES RELATING TO REPARATIONS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 2(a)(12), 12a(5), and 18."
regulatory_source: "49 FR 6621, Feb. 22, 1984, unless otherwise noted."
cfr_part: "12"
---


# 12.404 The record of proceedings.

The record of proceedings on appeal before the Commission shall include: The pleadings; motions and requests filed, and rulings thereon; the transcript of the testimony taken at an oral hearing, together with the exhibits filed therein; the transcript of testimony taken during an oral examination by telephone; any statements or stipulations filed in any proceeding; any documents or papers filed in connection with prehearing conferences; such proposed findings of fact, conclusions, and orders and briefs as may have been permitted to be filed in connection with an oral hearing; such statements of objections, and briefs in support thereof, as may have been filed in the proceedings; and the initial (or final) decision, or other order disposing of issues in the proceeding.

[49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9638, Mar. 1, 1994]