17 CFR § 166.3 - Supervision.

---
identifier: "/us/cfr/t17/s166.3"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 166.3 - Supervision."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "166.3"
section_name: "Supervision."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "166"
part_name: "CUSTOMER PROTECTION RULES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 1a, 2, 6b, 6c, 6d, 6g, 6h, 6k, 6l, 6o, 7, 12a, 21, and 23, as amended by the Commodity Futures Modernization Act of 2000, appendix E of Pub. L. 106-554, 114 Stat. 2763 (2000)."
cfr_part: "166"
---


# 166.3 Supervision.

Each Commission registrant, except an associated person who has no supervisory duties, must diligently supervise the handling by its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) of all commodity interest accounts carried, operated, advised or introduced by the registrant and all other activities of its partners, officers, employees and agents (or persons occupying a similar status or performing a similar function) relating to its business as a Commission registrant.

[48 FR 35304, Aug. 3, 1983]