Title 17, Part 170 — Registered Futures Associations

Demonstration of purposes (section 17(b)(1) of the Act).

Membership restrictions (section 17(b)(2) of the Act).

Fair and equitable representation of members (section 17(b)(5) of the Act).

Allocation of dues (section 17(b)(6) of the Act).

Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).

Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).

Membership denial (section 17(b)(9) of the Act).

Settlement of customer disputes (section 17(b)(10) of the Act).

General standard.

Proficiency examinations (sections 4p and 17(p) of the Act).

Form of registration statement; review of registration statement.

Delegation of Authority to Director of the Market Participants Division.

Futures commission merchants.

Swap dealers and major swap participants.

Introducing brokers, commodity pool operators, and commodity trading advisors.