Title 17, Part 31 — Leverage Transactions
28 sections
Section 31.1-31.2
§§ 31.1-31.2 [Reserved]
Section 31.3
Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
Section 31.4
Definitions.
Section 31.5
Unlawful conduct.
Section 31.6
Registration of leverage commodities.
Section 31.7
Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
Section 31.8
Cover of leverage contracts.
Section 31.9
Minimum financial requirements.
Section 31.10
Repurchase and resale of leverage contracts by leverage transaction merchants.
Section 31.11
Disclosure.
Section 31.12
Segregation.
Section 31.13
Financial reports of leverage transaction merchants.
Section 31.14
Recordkeeping.
Section 31.15
Reporting to leverage customers.
Section 31.16
Monthly reporting requirements.
Section 31.17
Records of leverage transactions.
Section 31.18
Margin calls.
Section 31.19
Unlawful representations.
Section 31.20
Prohibition of guarantees against loss.
Section 31.21
Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
Section 31.22
Prohibited trading in leverage contracts.
Section 31.23
Limited right to rescind first leverage contract.
Section 31.24
[Reserved]
Section 31.25
Bid and ask prices; carrying charges.
Section 31.26
Quarterly reporting requirement.
Section 31.27
Registered futures association membership.
Section 31.28
Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
Section 31.29
Arbitration or other dispute settlement procedures.