17 CFR § 37.700 - Core Principle 7—Financial integrity of transactions.

---
identifier: "/us/cfr/t17/s37.700"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 37.700 - Core Principle 7—Financial integrity of transactions."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "37.700"
section_name: "Core Principle 7—Financial integrity of transactions."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "37"
part_name: "SWAP EXECUTION FACILITIES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376."
regulatory_source: "78 FR 33582, June 4, 2013, unless otherwise noted."
cfr_part: "37"
---


# 37.700 Core Principle 7—Financial integrity of transactions.

The swap execution facility shall establish and enforce rules and procedures for ensuring the financial integrity of swaps entered on or through the facilities of the swap execution facility, including the clearance and settlement of the swaps pursuant to section 2(h)(1) of the Act.