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17 CFR § 38.300 - Core Principle 5.

---
identifier: "/us/cfr/t17/s38.300"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 38.300 - Core Principle 5."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "38.300"
section_name: "Core Principle 5."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "38"
part_name: "DESIGNATED CONTRACT MARKETS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376."
regulatory_source: "66 FR 42277, Aug. 10, 2001, unless otherwise noted."
cfr_part: "38"
---

# 38.300 Core Principle 5.

To reduce the potential threat of market manipulation or congestion (especially during trading in the delivery month), the board of trade shall adopt for each contract of the board of trade, as is necessary and appropriate, position limitations or position accountability for speculators. For any contract that is subject to a position limitation established by the Commission, pursuant to section 4a(a), the board of trade shall set the position limitation of the board of trade at a level not higher than the position limitation established by the Commission.