17 CFR § 39.40 - Consistency with the Principles for Financial Market Infrastructures.
---identifier: "/us/cfr/t17/s39.40"source: "ecfr"legal_status: "authoritative_unofficial"title: "17 CFR § 39.40 - Consistency with the Principles for Financial Market Infrastructures."title_number: 17title_name: "Commodity and Securities Exchanges"section_number: "39.40"section_name: "Consistency with the Principles for Financial Market Infrastructures."chapter_name: "COMMODITY FUTURES TRADING COMMISSION"part_number: "39"part_name: "DERIVATIVES CLEARING ORGANIZATIONS"positive_law: falsecurrency: "2026-04-05"last_updated: "2026-04-05"format_version: "1.1.0"generator: "[email protected]"authority: "7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749."regulatory_source: "76 FR 69430, Nov. 8, 2011, unless otherwise noted."cfr_part: "39"---
Identifier
/us/cfr/t17/s39.40
Currency
2026-04-05
Positive Law
No
Updated
2026-04-05
Chapter
Commodity Futures Trading Commission
Authority
7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 1... 7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749.
# 39.40 Consistency with the Principles for Financial Market Infrastructures.This subpart C is intended to establish standards which, together with subparts A and B of this part, are consistent with section 5b(c) of the Act and the Principles for Financial Market Infrastructures published by the Committee on Payment and Settlement Systems and the Board of the International Organization of Securities Commissions and should be interpreted in that context.