17 CFR § 4.11 - Exemption from section 4n(3)(B).

---
identifier: "/us/cfr/t17/s4.11"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 4.11 - Exemption from section 4n(3)(B)."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "4.11"
section_name: "Exemption from section 4n(3)(B)."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "4"
part_name: "COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "7 U.S.C. 1a, 2, 6(c), 6b, 6c, 6l, 6m, 6n, 6o, 12a, and 23."
regulatory_source: "46 FR 26013, May 8, 1981, unless otherwise noted."
cfr_part: "4"
---


# 4.11 Exemption from section 4n(3)(B).

The provisions of section 4n(3)(B) of the Act shall not apply to any commodity pool operator or commodity trading advisor that is registered under the Act as such or that is exempt from such registration.