17 CFR § 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.

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identifier: "/us/cfr/t17/s5.4"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "17 CFR § 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors."
title_number: 17
title_name: "Commodity and Securities Exchanges"
section_number: "5.4"
section_name: "Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors."
chapter_name: "COMMODITY FUTURES TRADING COMMISSION"
part_number: "5"
part_name: "OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS"
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currency: "2026-04-05"
last_updated: "2026-04-05"
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generator: "[email protected]"
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regulatory_source: "75 FR 55432, Sept. 10, 2010, unless otherwise noted."
cfr_part: "5"
---


# 5.4 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.

Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.