Title 19, Part 111 — Customs Brokers

Section 111.0

Scope.

Section 111.1

Definitions.

Section 111.2

License and permit required.

Section 111.3

Customs business.

Section 111.4

Transacting customs business without a license.

Section 111.5

Representation before Government agencies.

Section 111.11

Basic requirements for a license.

Section 111.12

Application for license.

Section 111.13

Examination for individual license.

Section 111.14

Background investigation of the license applicant.

Section 111.15

Issuance of license.

Section 111.16

Denial of a license.

Section 111.17

Review of the denial of a license.

Section 111.18

Reapplication for license.

Section 111.19

National permit.

Section 111.21

Record of transactions.

Section 111.22

[Reserved]

Section 111.23

Retention of records.

Section 111.24

Records confidential.

Section 111.25

Records must be available.

Section 111.26

Interference with examination of records.

Section 111.27

Audit or inspection of records.

Section 111.28

Responsible supervision and control.

Section 111.29

Diligence in correspondence and paying monies.

Section 111.30

Notification of change in address, organization, name, or location of business records; status report; termination of brokerage business.

Section 111.31

Conflict of interest.

Section 111.32

False information.

Section 111.33

Government records.

Section 111.34

Undue influence upon Department of Homeland Security employees.

Section 111.35

Acceptance of fees from attorneys.

Section 111.36

Relations with unlicensed persons.

Section 111.37

Misuse of license or permit.

Section 111.38

False representation to procure employment.

Section 111.39

Advice to client.

Section 111.40

Protests.

Section 111.41

Endorsement of checks.

Section 111.42

Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked.

Section 111.43-111.44

§§ 111.43-111.44 [Reserved]

Section 111.45

Revocation by operation of law.

Section 111.50

General.

Section 111.51

Cancellation of license or permit.

Section 111.52

Voluntary suspension of license or permit.

Section 111.53

Grounds for suspension or revocation of license or permit.

Section 111.54

[Reserved]

Section 111.55

Investigation of complaints.

Section 111.56

Review of report on the investigation of complaints.

Section 111.57

Determination by appropriate Executive Director, Office of Trade.

Section 111.58

Content of statement of charges.

Section 111.59

Preliminary proceedings.

Section 111.60

Request for additional information.

Section 111.61

Decision on preliminary proceedings.

Section 111.62

Contents of notice of charges.

Section 111.63

Service of notice and statement of charges.

Section 111.64

Service of notice of hearing and other papers.

Section 111.65

Extension of time for hearing.

Section 111.66

Failure to appear.

Section 111.67

Hearing.

Section 111.68

Proposed findings and conclusions.

Section 111.69

Recommended decision by hearing officer.

Section 111.70

Additional submissions.

Section 111.71

Immaterial mistakes.

Section 111.72

Dismissal subject to new proceedings.

Section 111.73

[Reserved]

Section 111.74

Decision and notice of suspension or revocation or monetary penalty.

Section 111.75

Appeal from the Executive Assistant Commissioner's decision.

Section 111.76

Reopening the case.

Section 111.77

Notice of vacated or modified order.

Section 111.78

Reprimands.

Section 111.79

Employment of broker who has lost license.

Section 111.80

[Reserved]

Section 111.81

Settlement and compromise.

Section 111.91

Grounds for imposition of a monetary penalty; maximum penalty.

Section 111.92

Notice of monetary penalty.

Section 111.93

Petition for relief from monetary penalty.

Section 111.94

Decision on monetary penalty.

Section 111.95

Supplemental petition for relief from monetary penalty.

Section 111.96

Fees.

Section 111.97 - 111.100

§ 111.97--111.100 [Reserved]

Section 111.101

Scope.

Section 111.102

Obligations of individual brokers in conjunction with continuing broker education requirement.

Section 111.103

Accreditation of qualifying continuing broker education.

Section 111.104

Failure to report and certify compliance with continuing broker education requirement.