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19 CFR § 115.12 - Records maintained by Certifying Authority.

---
identifier: "/us/cfr/t19/s115.12"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "19 CFR § 115.12 - Records maintained by Certifying Authority."
title_number: 19
title_name: "Customs Duties"
section_number: "115.12"
section_name: "Records maintained by Certifying Authority."
chapter_name: "U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY"
part_number: "115"
part_name: "CARGO CONTAINER AND ROAD VEHICLE CERTIFICATION PURSUANT TO INTERNATIONAL CUSTOMS CONVENTIONS"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "5 U.S.C. 301, 19 U.S.C. 66, 1624; E.O. 12445 of October 17, 1983."
regulatory_source: "T.D. 86-92, 51 FR 16161, May 1, 1986, unless otherwise noted."
cfr_part: "115"
---

# 115.12 Records maintained by Certifying Authority.

(a) Each Certifying Authority shall maintain—

(1) A copy of each individual certificate of approval issued, together with a copy of the plans and the application to which the approval refers, along with any information submitted by the manufacturer and/or owner or operator for the certification of a container or a road vehicle.

(2) A record of each serial number assigned and affixed by the manufacturer to the road vehicles and containers manufactured under a design type approval, and containers approved at a stage after manufacture.

(b) The Commissioner may examine the Certifying Authority's files required by paragraph (a) of this section.