20 CFR § 498.114 - Collateral estoppel.

---
identifier: "/us/cfr/t20/s498.114"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "20 CFR § 498.114 - Collateral estoppel."
title_number: 20
title_name: "Employees' Benefits"
section_number: "498.114"
section_name: "Collateral estoppel."
chapter_name: "SOCIAL SECURITY ADMINISTRATION"
part_number: "498"
part_name: "CIVIL MONETARY PENALTIES, ASSESSMENTS AND RECOMMENDED EXCLUSIONS"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "Secs. 702(a)(5), 1129, and 1140 of the Social Security Act (42 U.S.C. 902(a)(5), 1320a-8, and 1320b-10)."
regulatory_source: "60 FR 58226, Nov. 27, 1995, unless otherwise noted."
cfr_part: "498"
---


# 498.114 Collateral estoppel.

In a proceeding under section 1129 of the Social Security Act that—

(a) Is against a person who has been convicted (whether upon a verdict after trial or upon a plea of guilty or *nolo contendere*) of a Federal or State crime; and

(b) Involves the same transactions as in the criminal action, the person is estopped from denying the essential elements of the criminal offense.

[61 FR 18080, Apr. 24, 1996, as amended at 71 FR 28581, May 17, 2006]