Title 22, Part 129 — Registration and Licensing of Brokers
11 sections
Section 129.1
Purpose.
Section 129.2
Definitions.
Section 129.3
Requirement to register.
Section 129.4
Requirement for approval.
Section 129.5
Exemption from requirement for approval.
Section 129.6
Procedures for obtaining approval.
Section 129.7
Policy on embargoes and other proscriptions.
Section 129.8
Submission of Statement of Registration, registration fees, and notification of changes in information furnished by registrants.
Section 129.9
Guidance.
Section 129.10
Reports.
Section 129.11
Maintenance of brokering records by registrants.