29 CFR § 4010.3 - Filing requirement.

---
identifier: "/us/cfr/t29/s4010.3"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "29 CFR § 4010.3 - Filing requirement."
title_number: 29
title_name: "Labor"
section_number: "4010.3"
section_name: "Filing requirement."
chapter_name: "PENSION BENEFIT GUARANTY CORPORATION"
subchapter_number: "C"
subchapter_name: "CERTAIN REPORTING AND DISCLOSURE REQUIREMENTS"
part_number: "4010"
part_name: "ANNUAL FINANCIAL AND ACTUARIAL INFORMATION REPORTING"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "29 U.S.C. 1302(b)(3), 1310."
regulatory_source: "61 FR 34022, July 1, 1996, unless otherwise noted."
cfr_part: "4010"
---


# 4010.3 Filing requirement.

(a) *General.* Except as provided in § 4010.8(c) (relating to exempt plans) and except where one or more waivers under § 4010.11 apply, each filer must submit to PBGC annually, on or before the due date specified in § 4010.10, all information specified in § 4010.6(a) with respect to all members of a controlled group and all plans maintained by members of the filer's controlled group. Under § 4000.3(b) of this chapter, except as otherwise provided by PBGC, the information must be submitted electronically in accordance with the instructions on PBGC's Web site, *http://www.pbgc.gov.*

(b) *Single controlled group submission.* Any filer or other person may submit the information specified in § 4010.6(a) on behalf of one or more members of a filer's controlled group.

[70 FR 11544, Mar. 9, 2005, as amended at 74 FR 11029, Mar. 16, 2009]