29 CFR § 4065.3 - Filing requirement.

---
identifier: "/us/cfr/t29/s4065.3"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "29 CFR § 4065.3 - Filing requirement."
title_number: 29
title_name: "Labor"
section_number: "4065.3"
section_name: "Filing requirement."
chapter_name: "PENSION BENEFIT GUARANTY CORPORATION"
subchapter_number: "G"
subchapter_name: "ANNUAL REPORTING REQUIREMENTS"
part_number: "4065"
part_name: "ANNUAL REPORT"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "29 U.S.C. 1302(b)(3), 1365."
regulatory_source: "61 FR 34082, July 1, 1996, unless otherwise noted."
cfr_part: "4065"
---


# 4065.3 Filing requirement.

(a) The requirement to report the occurrence of a reportable event under section 4043 of ERISA in the Annual Report is waived.

(b) Plan administrators shall file the Annual Report on IRS/DOL/PBGC Form 5500, 5500-C, 5500-K or 5500-R, as appropriate, in accordance with the instructions therein.

[61 FR 34082, July 1, 1996, as amended at 61 FR 63998, Dec. 2, 1996; 90 FR 39328, Aug. 15, 2025]