31 CFR § 306.101 - Evidence required.

---
identifier: "/us/cfr/t31/s306.101"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "31 CFR § 306.101 - Evidence required."
title_number: 31
title_name: "Money and Finance: Treasury"
section_number: "306.101"
section_name: "Evidence required."
chapter_name: "FISCAL SERVICE, DEPARTMENT OF THE TREASURY"
subchapter_number: "A"
subchapter_name: "BUREAU OF THE FISCAL SERVICE"
part_number: "306"
part_name: "GENERAL REGULATIONS GOVERNING U.S. SECURITIES"
positive_law: false
currency: "2026-04-05"
last_updated: "2026-04-05"
format_version: "1.1.0"
generator: "[email protected]"
authority: "31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391."
regulatory_source: "38 FR 7078, Mar. 15, 1973, unless otherwise noted."
cfr_part: "306"
---


# 306.101 Evidence required.

Copies of a final judgment, decree, or order of court and of any necessary supplementary proceedings must be submitted. Assignments by a trustee in bankruptcy or a receiver of an insolvent's estate must be supported by evidence of his qualification. Assignments by a receiver in equity or a similar court officer must be supported by a copy of an order authorizing him to assign, or to sell, or to otherwise dispose of, the securities. Where the documents are dated more than 6 months prior to presentation of the securities, there must also be submitted a certificate dated within 6 months of presentation of the securities, showing the judgment, decree, or order, or evidence of qualification, is in full force. Any such evidence must be certified under court seal.