Title 31, Part 501 — Reporting, Procedures and Penalties Regulations
65 sections
Section 501.101
Relation of this part to other parts in this chapter.
Section 501.301
Definitions.
Section 501.601
Records and recordkeeping requirements.
Section 501.602
Reports to be furnished on demand.
Section 501.603
Reports of blocked, unblocked, or transferred blocked property.
Section 501.604
Reports of rejected transactions.
Section 501.605
Reports on litigation, arbitration, and dispute resolution proceedings.
Section 501.606
Reporting and recordkeeping requirements applicable to economic sanctions programs.
Section 501.700
Applicability.
Section 501.701
Penalties.
Section 501.702
Definitions.
Section 501.703
Overview of civil penalty process and construction of rules.
Section 501.704
Appearance and practice.
Section 501.705
Service and filing.
Section 501.706
Prepenalty Notice; issuance by Director.
Section 501.707
Response to Prepenalty Notice.
Section 501.708
Director's finding of no penalty warranted.
Section 501.709
Penalty notice.
Section 501.710
Settlement.
Section 501.711
Hearing request.
Section 501.712
Acknowledgment of hearing request.
Section 501.713
Order Instituting Proceedings.
Section 501.714
Answer to Order Instituting Proceedings.
Section 501.715
Notice of Hearing.
Section 501.716
Default.
Section 501.717
Consolidation of proceedings.
Section 501.718
Conduct and order of hearings.
Section 501.719
Ex parte communications.
Section 501.720
Separation of functions.
Section 501.721
Hearings to be public.
Section 501.722
Prehearing conferences.
Section 501.723
Prehearing disclosures; methods to discover additional matter.
Section 501.724
Documents that may be withheld.
Section 501.725
Confidential treatment of information in certain filings.
Section 501.726
Motions.
Section 501.727
Motion for summary disposition.
Section 501.728
Subpoenas.
Section 501.729
Sanctions.
Section 501.730
Depositions upon oral examination.
Section 501.731
Depositions upon written questions.
Section 501.732
Evidence.
Section 501.733
Evidence: confidential information, protective orders.
Section 501.734
Introducing prior sworn statements of witnesses into the record.
Section 501.735
Proposed findings, conclusions and supporting briefs.
Section 501.736
Authority of Administrative Law Judge.
Section 501.737
Adjustments of time, postponements and adjournments.
Section 501.738
Disqualification and withdrawal of Administrative Law Judge.
Section 501.739
Record in proceedings before Administrative Law Judge; retention of documents; copies.
Section 501.740
Decision of Administrative Law Judge.
Section 501.741
Review of decision or ruling.
Section 501.742
Secretary's designee's consideration of decisions by Administrative Law Judges.
Section 501.743
Briefs filed with the Secretary's designee.
Section 501.744
Record before the Secretary's designee.
Section 501.745
Orders and decisions: signature, date and public availability.
Section 501.746
Referral to United States Department of Justice; administrative collection measures.
Section 501.747
Procedures on remand of decisions.
Section 501.801
Licensing.
Section 501.802
Decisions.
Section 501.803
Amendment, modification, or revocation.
Section 501.804
Rulemaking.
Section 501.805
Rules governing availability of information.
Section 501.806
Procedures for unblocking property believed to have been blocked and reported in error due to mistaken identity or typographical or similar errors.
Section 501.807
Procedures governing delisting from the Specially Designated Nationals and Blocked Persons List or any other list of sanctioned persons or property maintained by the Office of Foreign Assets Control.
Section 501.808
License application and other procedures applicable to economic sanctions programs.
Section 501.901
Paperwork Reduction Act notice.