Title 31, Part 1026 — Rules for Futures Commission Merchants and Introducing Brokers in Commodities
24 sections
Section 1026.100
Definitions.
Section 1026.200
General.
Section 1026.210
Anti-money laundering program requirements for futures commission merchants and introducing brokers in commodities.
Section 1026.220
Customer identification programs for futures commission merchants and introducing brokers.
Section 1026.300
General.
Section 1026.310
Reports of transactions in currency.
Section 1026.311
Filing obligations.
Section 1026.312
Identification required.
Section 1026.313
Aggregation.
Section 1026.314
Structured transactions.
Section 1026.315
Exemptions.
Section 1026.320
Reports by futures commission merchants and introducing brokers in commodities of suspicious transactions.
Section 1026.400
General.
Section 1026.410
Recordkeeping.
Section 1026.500
General.
Section 1026.520
Special information sharing procedures to deter money laundering and terrorist activity for futures commission merchants and introducing brokers in commodities.
Section 1026.530
[Reserved]
Section 1026.540
Voluntary information sharing among financial institutions.
Section 1026.600
General.
Section 1026.610
Due diligence programs for correspondent accounts for foreign financial institutions.
Section 1026.620
Due diligence programs for private banking accounts.
Section 1026.630
Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
Section 1026.640
[Reserved]
Section 1026.670
Summons or subpoena of foreign bank records; termination of correspondent relationship.