40 CFR § 96.153 - Recordation of CAIR NO allowance allocations.

---
identifier: "/us/cfr/t40/s96.153"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "40 CFR § 96.153 - Recordation of CAIR NO allowance allocations."
title_number: 40
title_name: "Protection of Environment"
section_number: "96.153"
section_name: "Recordation of CAIR NO allowance allocations."
chapter_name: "ENVIRONMENTAL PROTECTION AGENCY"
subchapter_number: "C"
subchapter_name: "AIR PROGRAMS"
part_number: "96"
part_name: "NOX BUDGET TRADING PROGRAM AND CAIR NOX AND SO2 TRADING PROGRAMS FOR STATE IMPLEMENTATION PLANS"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "42 U.S.C. 7401, 7403, 7410, 7601, and 7651,"
regulatory_source: "63 FR 57514, Oct. 27, 1998, unless otherwise noted."
cfr_part: "96"
---


# 96.153 Recordation of CAIR NO allowance allocations.

(a) By September 30, 2007, the Administrator will record in the CAIR NO<sub>X</sub> source's compliance account the CAIR NO<sub>X</sub> allowances allocated for the CAIR NO<sub>X</sub> units at the source, as submitted by the permitting authority in accordance with § 96.141(a), for the control periods in 2009, 2010, 2011, 2012, 2013, and 2014.

(b) By December 1, 2009, the Administrator will record in the CAIR NO<sub>X</sub> source's compliance account the CAIR NO<sub>X</sub> allowances allocated for the CAIR NO<sub>X</sub> units at the source, as submitted by the permitting authority in accordance with § 96.141(b), for the control period in 2015.

(c) By December 1, 2009 and December 1 of each year thereafter, the Administrator will record in the CAIR NO<sub>X</sub> source's compliance account the CAIR NO<sub>X</sub> allowances allocated for the CAIR NO<sub>X</sub> units at the source, as submitted by the permitting authority in accordance with § 96.141(b), for the control period in the sixth year after the year of the applicable deadline for recordation under this paragraph.

(d) By December 1, 2009 and December 1 of each year thereafter, the Administrator will record in the CAIR NO<sub>X</sub> source's compliance account the CAIR NO<sub>X</sub> allowances allocated for the CAIR NO<sub>X</sub> units at the source, as submitted by the permitting authority or determined by the Administrator in accordance with § 96.141(c), for the control period in the year of the applicable deadline for recordation under this paragraph.

(e) *Serial numbers for allocated CAIR NO*<sub>X</sub> *allowances.* When recording the allocation of CAIR NO<sub>X</sub> allowances for a CAIR NO<sub>X</sub> unit in a compliance account, the Administrator will assign each CAIR NO<sub>X</sub> allowance a unique identification number that will include digits identifying the year of the control period for which the CAIR NO<sub>X</sub> allowance is allocated.

[70 FR 25339, May 12, 2005, as amended at 71 FR 25384, Apr. 28, 2006]