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49 CFR § 1150.34 - Caption summary—transactions that involve creation of Class III carriers.

---
identifier: "/us/cfr/t49/s1150.34"
source: "ecfr"
legal_status: "authoritative_unofficial"
title: "49 CFR § 1150.34 - Caption summary—transactions that involve creation of Class III carriers."
title_number: 49
title_name: "Transportation"
section_number: "1150.34"
section_name: "Caption summary—transactions that involve creation of Class III carriers."
chapter_name: "SURFACE TRANSPORTATION BOARD"
subchapter_number: "B"
subchapter_name: "RULES OF PRACTICE"
part_number: "1150"
part_name: "CERTIFICATE TO CONSTRUCT, ACQUIRE, OR OPERATE RAILROAD LINES"
positive_law: false
currency: "2026-03-24"
last_updated: "2026-03-24"
format_version: "1.1.0"
generator: "[email protected]"
authority: "49 U.S.C. 1321(a), 10502, 10901, and 10902."
regulatory_source: "47 FR 8199, Feb. 25, 1982, unless otherwise noted. Redesignated at 47 FR 49581, Nov. 1, 1982."
cfr_part: "1150"
---

# 1150.34 Caption summary—transactions that involve creation of Class III carriers.

The caption summary must be in the following form. The information symbolized by numbers is identified in the key below:

****Surface Transportation Board

****Notice of Exemption

****Finance Docket No.

****(1)—Exemption (2)-(3)

(1) Has filed a notice of exemption to (2) (3)'s line between (4). Comments must be filed with the Board and served on (5). (6).

Key to symbols:

(1) Name of entity acquiring or operating the line, or both.

(2) The type of transaction, *e.g.,* to acquire, operate, or both.

(3) The transferor.

(4) Describe the line.

(5) Petitioners representative, address, and telephone number.

(6) Cross reference to other class exemptions being used.

The notice is filed under § 1150.31. If the notice contains false or misleading information, the exemption is void *ab initio.* Petitions to revoke the exemption under 49 U.S.C. 10502(d) may be filed at any time. The filing of a petition to revoke will not automatically stay the transaction.

[47 FR 8199, Feb. 25, 1982. Redesignated at 47 FR 49581, Nov. 1, 1982, as amended at 53 FR 5982, Feb. 29, 1988; 69 FR 58366, Sept. 30, 2004]