Collection Practices Under Section 31 of the Exchange Act

---
identifier: "/us/fr/04-20845"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Collection Practices Under Section 31 of the Exchange Act"
title_number: 0
title_name: "Federal Register"
section_number: "04-20845"
section_name: "Collection Practices Under Section 31 of the Exchange Act"
positive_law: false
currency: "2004-09-16"
last_updated: "2004-09-16"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "04-20845"
document_type: "notice"
publication_date: "2004-09-16"
agencies:
  - "Securities and Exchange Commission"
rin: "3235-AJ02"
fr_citation: "69 FR 55847"
fr_volume: 69
docket_ids:
  - "Release No. 34-50338"
  - "File No. S7-05-04"
fr_action: "Notice of OMB approval of collection of information."
---


#  Collection Practices Under Section 31 of the Exchange Act

**AGENCY:**

Securities and Exchange Commission.

**ACTION:**

Notice of OMB approval of collection of information.

**FOR FURTHER INFORMATION CONTACT:**

Michael Gaw, Senior Special Counsel, 202-942-0158, or Christopher Solgan, Attorney, 202-942-7937; Division of Market Regulation; Securities and Exchange Commission; 450 5th Street, NW., Washington, DC 20549-1001.

**SUPPLEMENTARY INFORMATION:**

The Office of Management and Budget has approved the collection of information requirements titled “Rule 31—Section 31 transaction fees; Rule 31T—Temporary Rule regarding fiscal year 2004; Form R31—Form for reporting covered sales and covered round turn transactions under Section 31 of the Securities Exchange Act of 1934” (OMB Control No. 3235-0597). The Commission adopted Rules 31 and 31T and Form R31 in June 2004. [^1]

[^1]*See* Securities Exchange Act Release No. 49928 (June 28, 2004), 69 FR 41060 (July 7, 2004).

Dated: September 9, 2004.

Margaret H. McFarland,

Deputy Secretary.