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Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction

---
identifier: "/us/fr/E7-238"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction"
title_number: 0
title_name: "Federal Register"
section_number: "E7-238"
section_name: "Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products; Correction"
positive_law: false
currency: "2007-01-11"
last_updated: "2007-01-11"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "E7-238"
document_type: "rule"
publication_date: "2007-01-11"
agencies:
  - "Securities and Exchange Commission"
cfr_references:
  - "17 CFR Part 200"
rin: "3235-AH39"
fr_citation: "72 FR 1282"
fr_volume: 72
docket_ids:
  - "Release No. 34-40761A"
  - "File No. S7-13-98"
fr_action: "Correcting amendment."
---

#  [Amended]

**AGENCY:**

Securities and Exchange Commission.

**ACTION:**

Correcting amendment.

**SUMMARY:**

In connection with rules adopted in Release No. 34-40761 (December 8, 1998), 63 FR 70952 (December 22, 1998) (“Original Release”), the Commission is making a technical correction to the delegation of authority to the Director of the Division of Market Regulation appearing in the Commission's Rules of Practice and Investigations. Specifically, the Commission is correcting a cross-reference appearing in the delegation.

**EFFECTIVE DATE:**

February 20, 1999.

**FOR FURTHER INFORMATION CONTACT:**

Frances Sienkiewicz, Securities and Exchange Commission, at (202) 551-5418.

**SUPPLEMENTARY INFORMATION:**

The Commission is making a technical correction to Rule 30-3(a)(59) of its  Rules of Practice and Investigations. Currently, Rule 30-3(a)(59) contains a cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 under the Securities Exchange Act of 1934. In connection with the adoption in the Original Release of a new paragraph (e) to Rule 19b-4, the cross-reference to paragraph (e)(6)(iii) of Rule 19b-4 appearing in Rule 30-3(a)(59) should have been redesignated as paragraph (f)(6)(iii) of Rule 19b-4, to reflect the redesignation of former paragraph (e) of Rule 19b-4 as paragraph (f) of Rule 19b-4. This document corrects that cross-reference.

**List of Subjects in 17 CFR Part 200**

Administrative practice and procedure, Authority delegations (Government agencies), Organization and functions (Government agencies).

**17 CFR Part 200**

Accordingly, 17 CFR part 200 is corrected by making the following correcting amendment:

**PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS**

1. The authority citation for Part 200 continues to read in part as follows:

**Authority:**

15 U.S.C. 77o, 77s, 77sss, 78d, 78d-1, 78d-2, 78w, 78 *ll* (d), 78mm, 80a-37, 80b-11, and 7202, unless otherwise noted.

§ 200.30-3

**17 CFR Part 200**

2. Section 200.30-3(a)(59) is amended by revising the cite “(e)(6)(iii)” to read “(f)(6)(iii)”.

Dated: January 5, 2007.

Nancy M. Morris,

Secretary.