Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2
---
identifier: "/us/fr/E8-27440"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2"
title_number: 0
title_name: "Federal Register"
section_number: "E8-27440"
section_name: "Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2"
positive_law: false
currency: "2008-11-19"
last_updated: "2008-11-19"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "E8-27440"
document_type: "notice"
publication_date: "2008-11-19"
agencies:
- "Securities and Exchange Commission"
fr_citation: "73 FR 69700"
fr_volume: 73
docket_ids:
- "Release No. 34-58903A"
- "File No. SR-FINRA-2008-011"
---
# Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments No. 1 and 2
**Correction**
**Footnote 6 is revised to read:**
In Amendment No. 2, FINRA clarified the implementation date for this proposed rule change. The Commission is not publishing the amendment for comment.
**Section IV.C is revised to read:**
In its response to comments, FINRA stated that it intended to implement the proposed rule change *at least* 180 days from the date of this approval order. [^1] For purposes of clarity, in Amendment No. 2, FINRA requested that the proposed rule change be implemented at least six (6) months from the date of SEC approval, but no later than nine (9) months from SEC approval. The Commission believes that this is an appropriate time frame for members to prepare to comply with the proposed rules.
[^1]*See* FINRA Letter, *supra* note 10.
For the Commission, by the Division of Trading and Markets, pursuant to delegated authority. [^2]
[^2] 17 CFR 200.30-3(a)(12).
Florence E. Harmon,
Acting Secretary.