[Corrected]

---
identifier: "/us/fr/2014-15841"
source: "fr"
legal_status: "authoritative_unofficial"
title: "[Corrected]"
title_number: 0
title_name: "Federal Register"
section_number: "2014-15841"
section_name: "[Corrected]"
positive_law: false
currency: "2014-07-08"
last_updated: "2014-07-08"
format_version: "1.1.0"
generator: "[email protected]"
agency: "SECURITIES AND EXCHANGE COMMISSION"
document_number: "2014-15841"
document_type: "rule"
publication_date: "2014-07-08"
agencies:
  - "SECURITIES AND EXCHANGE COMMISSION"
cfr_references:
  - "17 CFR Parts 240 and 249"
rin: "3235-AL14"
---


#  [Corrected]

**AGENCY:**

Securities and Exchange Commission.

**ACTION:**

Final rule; correction.

**SUMMARY:**

The Securities and Exchange Commission published a document in the *Federal Register* of January 8, 2014 that contained an incorrect instruction. This correction is being published to correct instruction 5.b in that document.

**DATES:**

Effective July 7, 2014.

**FOR FURTHER INFORMATION CONTACT:**

Carrie A. O'Brien, Special Counsel, at (202) 551-5640; Office of Financial Responsibility (Net Capital, Customer Protection, and Books and Records Requirements).

**SUPPLEMENTARY INFORMATION:**

**17 CFR Part 240**

§ 240.15c3-1a

In the *Federal Register* of January 8, 2014, in FR Doc. 2013-31426, on page 1549, in the 14th line of the third column, Instruction 5.b. is corrected to read as follows:

b. Removing paragraphs (c)(4)(vi)(A) through (c)(4)(vi)(D);

Dated: July 2, 2014.

Lynn M. Powalski,

Deputy Secretary.