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Asset-Backed Securities Disclosure and Registration

---
identifier: "/us/fr/2015-02425"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Asset-Backed Securities Disclosure and Registration"
title_number: 0
title_name: "Federal Register"
section_number: "2015-02425"
section_name: "Asset-Backed Securities Disclosure and Registration"
positive_law: false
currency: "2015-02-06"
last_updated: "2015-02-06"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "2015-02425"
document_type: "rule"
publication_date: "2015-02-06"
agencies:
  - "Securities and Exchange Commission"
cfr_references:
  - "17 CFR Part 229"
  - "17 CFR Part 230"
  - "17 CFR Part 232"
fr_citation: "80 FR 6652"
fr_volume: 80
docket_ids:
  - "Release Nos. 33-9720"
  - "34-74194"
  - "File No. S7-08-10"
effective_date: "2015-02-06"
fr_action: "Technical amendment."
---

#  [Amended]

**AGENCY:**

Securities and Exchange Commission.

**ACTION:**

Technical amendment.

**SUMMARY:**

This release makes technical corrections to rules that were published in the *Federal Register* on September 24, 2014. The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities. These technical amendments are being published to reinstate language that was inadvertently removed and make other technical corrections.

**DATES:**

Effective February 6, 2015.

**FOR FURTHER INFORMATION CONTACT:**

Kayla M. Florio, Attorney-Advisor, at (202) 551-3850; Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.

**SUPPLEMENTARY INFORMATION:**

This release technical amendments to § 229.1100, § 230.190, and § 232.201 that were published in the *Federal Register* on September 24, 2014 (79 FR 57184).

**List of Subjects**

Advertising, Reporting and recordkeeping requirements, Securities.

Reporting and recordkeeping requirements, Securities.

**Text of Amendments**

For the reasons set out in the preamble, Title 17, Chapter II, of the Code of Federal Regulations is amended as follows:

**17 CFR Part 229**

**PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K**

1. The authority citation for part 229 continues to read as follows:

**Authority:**

15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 777iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j-3,78 *l,* 78m, 78n, 78n-1, 78o, 78u-5, 78w, 78 *ll,* 78mm, 80a-8, 80a-9, 80a-20, 80a-29, 80a-30, 80a-31(c), 80a-37, 80a-38(a), 80a-39, 80b-11, and 7201 *et seq.;* and 18 U.S.C. 1350, unless otherwise noted.

**17 CFR Part 229**

§ 229.1100

2. Amend § 229.1100 in paragraph (f) by removing the reference “(§§ 229.1100 through 229.1124)” and adding in its place “(§§ 229.1100 through 229.1125)”.

**17 CFR Part 230**

**PART 230—GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933**

3. The authority citation for part 230 continues to read, in part, as follows:

**Authority:**

15 U.S.C. 77b, 77b note, 77c, 77d, 77d note, 77f, 77g, 77h, 77j, 77r, 77s, 77z-3, 77sss, 78c, 78d, 78j, 78 *l,* 78m, 78n, 78 *o,* 78 *o* -7 note, 78t, 78w, 78 *ll* (d), 78mm, 80a-8, 80a-24, 80a-28, 80a-29, 80a-30, and 80a-37, and Pub. L. 112-106, sec. 201(a), 126 Stat. 313 (2012), unless otherwise noted.

**17 CFR Part 230**

§ 230.190

4. Amend § 230.190 in paragraph (b)(5) by adding “and” after “securities;”.

**17 CFR Part 232**

**PART 232—REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS**

5. The authority citation for part 232 continues to read, in part, as follows:

**Authority:**

15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77z-3, 77sss(a), 78c(b), 78 *l,* 78m, 78n, 78o(d), 78w(a), 78 *ll,* 80a-6(c), 80a-8, 80a-29, 80a-30, 80a-37, and 7201 *et seq.;* and 18 U.S.C. 1350.

**17 CFR Part 232**

§ 232.201

6. Amend § 232.201 in paragraph (a) introductory text by adding “an application for an order under any section of the Investment Company Act (15 U.S.C. 80a-1 *et seq.* ),” after “a Form D (239.500 of this chapter),”.

Dated: February 3, 2015.

Brent J. Fields,

Secretary.