Amendments to Form ADV and Investment Advisers Act Rules

---
identifier: "/us/fr/C1-2015-12778"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Amendments to Form ADV and Investment Advisers Act Rules"
title_number: 0
title_name: "Federal Register"
section_number: "C1-2015-12778"
section_name: "Amendments to Form ADV and Investment Advisers Act Rules"
positive_law: false
currency: "2015-07-02"
last_updated: "2015-07-02"
format_version: "1.1.0"
generator: "[email protected]"
agency: "SECURITIES AND EXCHANGE COMMISSION"
document_number: "C1-2015-12778"
document_type: "proposed_rule"
publication_date: "2015-07-02"
agencies:
  - "SECURITIES AND EXCHANGE COMMISSION"
cfr_references:
  - "17 CFR Parts 275 and 279"
rin: "3235-AL75"
---


#  Amendments to Form ADV and Investment Advisers Act Rules

**Correction**

In proposed rule document 2015-12778, appearing on pages 33718-33838 in the issue of Friday, June 12, 2015, make the following corrections:

On page 33728, in the third column, below the last line, the text for footnote 92 should appear as follows:

“ <sup>92</sup> The proposed definition of Legal Entity Identifier is: A “legal entity identifier” assigned or recognized by the Global LEI Regulatory Oversight Committee (ROC) or the Global LEI Foundation (GLEIF). See Proposed Form ADV: Glossary. In Item 1, we propose removing outdated text referring to the “legal entity identifier” as being “in development” in the first half of 2011.”

On pages 33745-33838, the forms should appear as follows: