# [Amended]
**AGENCY:**
Securities and Exchange Commission.
**ACTION:**
Technical amendment.
**SUMMARY:**
This release makes technical corrections to rules that were published in the *Federal Register* on September 24, 2014 (79 FR 57184). The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities. These technical amendments are being published to restore rule text that was inadvertently changed, revise outdated cross-references, and make other technical corrections.
**DATES:**
Effective June 22, 2016.
**FOR FURTHER INFORMATION CONTACT:**
Rolaine S. Bancroft, Senior Special Counsel, at (202) 551-3850; Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
**SUPPLEMENTARY INFORMATION:**
We are making technical amendments to § 229.1100, [^1] § 229.1104, [^2] § 229.1105, [^3] § 229.1115, [^4] § 229.1125, [^5] § 230.405, [^6] § 230.456, [^7] Form SF-3, [^8] Form 8-K [^9] and Form 10-D. [^10]
[^1] 17 CFR 229.1100.
[^2] 17 CFR 229.1104.
[^3] 17 CFR 229.1105.
[^4] 17 CFR 229.1115.
[^5] 17 CFR 229.1125.
[^6] 17 CFR 230.405.
[^7] 17 CFR 230.456.
[^8] 17 CFR 239.45.
[^9] 17 CFR 249.308.
[^10] 17 CFR 249.312.
**List of Subjects**
Advertising, Reporting and recordkeeping requirements, Securities.
Reporting and recordkeeping requirements, Securities.
**Text of Amendments**
For the reasons set out above, Title 17, Chapter II, of the Code of Federal Regulations is amended as follows:
**17 CFR Part 229**
**PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K**
1. The authority citation for part 229 continues to read in part as follows:
**Authority:**
15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 77iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j-3, 78l, 78m, 78n, 78n-1, 78o, 78u-5, 78w, 78ll, 78 mm, 80a-8, 80a-9, 80a-20, 80a-29, 80a-30, 80a-31(c), 80a-37, 80a-38(a), 80a-39, 80b-11 and 7201 *et seq.* 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309; and Sec. 84001, Pub. L. 114-94, 129 Stat. 1312.
**17 CFR Part 229**
§ 229.1100
2. Amend § 229.1100 in paragraph (a) by removing “(§§ 229.1100 through 229.1123)” and adding in its place “(§§ 229.1100 through 229.1125)”.
**17 CFR Part 229**
§ 229.1104
3. Amend § 229.1104 in paragraph (e)(2) by adding “in response to Rule 15Ga-1” after “(as that term is defined in Section 15G(a) of the Securities Exchange Act of 1934)”.
**17 CFR Part 229**
§ 229.1105
4. Amend § 229.1105 in paragraph (a)(3)(ii) by removing “135 days after” and adding in its place “135 days of”.
**17 CFR Part 229**
§ 229.1115
5. Amend § 229.1115 in Instruction 1 to Item 1115 by removing “, 3 and 5 to Item 1114” and adding in its place “and 4 to Item 1114(b)”.
**17 CFR Part 229**
§ 229.1125
6. Amend Appendix to § 229.1125—Schedule AL in Item 4(i) and Item 4(j) by removing all references to “loan” and adding in their place “lease”; and removing all references to “loans” and adding in their place “leases”.
**17 CFR Part 230**
**PART 230—GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933**
7. The authority citation for part 230 continues to read, in part, as follows:
**Authority:**
15 U.S.C. 77b, 77b note, 77c, 77d, 77d note, 77f, 77g, 77h, 77j, 77r, 77s, 77z-3, 77sss, 78c, 78d, 78j, 78 *l,* 78m, 78n, 78 *o,* 78 *o* -7 note, 78t, 78w, 78 *ll* (d), 78mm, 80a-8, 80a-24, 80a-28, 80a-29, 80a-30, and 80a-37, and Pub. L. 112-106, sec. 201(a), 126 Stat. 313 (2012), unless otherwise noted.
**17 CFR Part 230**
§ 230.405
8. Amend § 230.405 in paragraph (1)(i) of the definition of an *Ineligible issuer,* by removing the phrase “General Instruction I.A.4 of Form S-3” and adding in its place “General Instruction I.A.2 of Form SF-3”
**17 CFR Part 230**
§ 230.456
9. Amend § 230.456 in paragraph (c)(3) by removing “post-effective amendment or”.
**17 CFR Part 239**
**PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933**
10. The authority citation for part 239 continues to read, in part, as follows:
**Authority:**
15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77sss, 78c, 78 *l,* 78m, 78n, 78o(d), 78o-7 note, 78u-5, 78w(a), 78 *ll,* 78mm, 80a-2(a), 80a-3, 80a-8, 80a-9, 80a-10, 80a-13, 80a-24, 80a-26, 80a-29, 80a-30, 80a-37, and Sec. 71003 and Sec. 84001, Pub. L. 114-94, 129 Stat. 1312, unless otherwise noted.
**17 CFR Part 239**
§ 239.45
11. Amend Form SF-3 (referenced in § 239.45) in Note 2 of Notes to the “Calculation of Registration Fee” Table (“Fee Table”) by removing “in a post-effective amendment to the registration statement or”.
**17 CFR Part 249**
**PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934**
12. The authority citation for part 249 continues to read, in part, as follows:
**Authority:**
15 U.S.C. 78a *et seq.* and 7201 *et seq.;* 12 U.S.C. 5461 *et seq.;* and 18 U.S.C. 1350, unless otherwise noted.
**17 CFR Part 249**
§ 249.308
13. Amend Form 8-K (referenced in § 249.308) by amending Item 6.05 to remove “Form S-3 (17 CFR 239.13)” and add in its place “Form SF-3 (17 CFR 239.45)”.
**17 CFR Part 249**
§ 249.312
14. Amend Form 10-D (referenced in § 249.312) by amending Item 1 in Part I:
a. to remove all references to the phrase “Item 1121(a) and (b)” and replacing them with the phrase “Item 1121(a), (b) and (c)”; and
b. to remove the phrase “17 CFR 229.1121(a) and (b)” and add in its place “17 CFR 1121(a), (b) and (c)”.
Dated: June 16, 2016.
Brent J. Fields,
Secretary.