Skip to content
LexBuild

Proposed Collection; Comment Request

---
identifier: "/us/fr/2018-02255"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Proposed Collection; Comment Request"
title_number: 0
title_name: "Federal Register"
section_number: "2018-02255"
section_name: "Proposed Collection; Comment Request"
positive_law: false
currency: "2018-02-05"
last_updated: "2018-02-05"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "2018-02255"
document_type: "notice"
publication_date: "2018-02-05"
agencies:
  - "Securities and Exchange Commission"
fr_citation: "83 FR 5156"
fr_volume: 83
---

#  Proposed Collection; Comment Request

*Upon Written Request, Copies Available From:* Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736

*Extension:*

Rule 17g-3, SEC File No. 270-563, OMB Control No. 3235-0626

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 *et seq.* ), the Securities and Exchange Commission (“Commission”) is soliciting comments on the existing collection of information provided for in Rule 17g-3 under the Securities Exchange Act of 1934 (15 U.S.C. 78a *et seq.* ). [^1] The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.

[^1]*See* 17 CFR 240.17g-1 and 17 CFR 249b.300.

Rule 17g-3 contains certain reporting requirements for NRSROs including financial statements and information concerning its financial condition that the Commission, by rule, may prescribe as necessary or appropriate in the public interest or for the protection of investors. Currently, there are 10 credit rating agencies registered as NRSROs with the Commission. The Commission estimates that the total burden for respondents to comply with Rule 17g-3 is 3,650 hours.

Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information on respondents; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication.

The Commission may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.

Please direct your written comments to: Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F St NE, Washington, DC 20549 or send an email to: *[email protected].*

Dated: January 31, 2018.

Eduardo A. Aleman,

Assistant Secretary.