Sunshine Act Meetings

---
identifier: "/us/fr/2020-24286"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Sunshine Act Meetings"
title_number: 0
title_name: "Federal Register"
section_number: "2020-24286"
section_name: "Sunshine Act Meetings"
positive_law: false
currency: "2020-11-02"
last_updated: "2020-11-02"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "2020-24286"
document_type: "notice"
publication_date: "2020-11-02"
agencies:
  - "Securities and Exchange Commission"
fr_citation: "85 FR 69375"
fr_volume: 85
---


#  Sunshine Act Meetings

**TIME AND DATE:**

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, the Securities and Exchange Commission will hold an Open Meeting on Wednesday, November 4, 2020 at 2:00 p.m.

**PLACE:**

The meeting will be webcast on the Commission's website at *www.sec.gov.*

**STATUS:**

This meeting will begin at 2:00 p.m. (ET) and will be open to the public via audio webcast only on the Commission's website at *www.sec.gov.*

**MATTERS TO BE CONSIDERED:**

1. The Commission will consider whether to issue a Notice, pursuant to Exchange Act Rule 0-13, seeking public comment on an application made by a foreign financial regulatory authority, pursuant to Exchange Act Rule 3a71-6, for a substituted compliance determination, and on a proposed order providing for the conditional availability of substituted compliance in connection with the application.

2. The Commission will consider whether to issue an order granting exemptive relief from Sections 8 and 15(a)(1) of the Securities Exchange Act of 1934 and Rules 3b-13(b)(2), 8c-1, 10b-10, 15a-1 and 15c2-1 thereunder in connection with the revision of the definition of “security” to encompass  security-based swaps; declining to extend exemptive relief from Rules 10b-16 and 15c2-5; and determining the expiration date for a temporary exemption from Section 29(b) of the Securities Exchange Act of 1934 in connection with registration of security-based swap dealers and major security-based swap participants.

**CONTACT PERSON FOR MORE INFORMATION:**

For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact Vanessa A. Countryman, Office of the Secretary, at (202) 551-5400.

Dated: October 28, 2020.

Vanessa A. Countryman,

Secretary.