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Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6c-11

---
identifier: "/us/fr/2025-17589"
source: "fr"
legal_status: "authoritative_unofficial"
title: "Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6c-11"
title_number: 0
title_name: "Federal Register"
section_number: "2025-17589"
section_name: "Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6c-11"
positive_law: false
currency: "2025-09-12"
last_updated: "2025-09-12"
format_version: "1.1.0"
generator: "[email protected]"
agency: "Securities and Exchange Commission"
document_number: "2025-17589"
document_type: "notice"
publication_date: "2025-09-12"
agencies:
  - "Securities and Exchange Commission"
fr_citation: "90 FR 44278"
fr_volume: 90
docket_ids:
  - "OMB Control No. 3235-0764"
---

#  Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 6c-11

*Upon Written Request, Copies Available From:* Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 *et seq.* ), the Securities and Exchange Commission (the “Commission”) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval.

Rule 6c-11 under the Investment Company Act of 1940 (the “Act”) permits exchange-traded funds (“ETFs”)  that satisfy certain conditions to operate without first obtaining an exemptive order from the Commission. The rule was designed to create a consistent, transparent, and efficient regulatory framework for ETFs and facilitate greater competition and innovation among ETFs. Rule 6c-11 requires an ETF to disclose certain information on its website, to maintain certain records, and to adopt and implement written policies and procedures governing its constructions of baskets, as well as written policies and procedures that set forth detailed parameters for the construction and acceptance of custom baskets that are in the best interests of the ETF and its shareholders.

We estimate that the total hour burdens and time costs associated with rule 6c-11, including the burden associated with reviewing and updating website disclosures, recordkeeping, and reviewing and updating policies and procedures, will result in an average aggregate annual burden of 74,580.75 hours and an average aggregate time cost of $1,964,817.

The requirements of this collection of information are mandatory. If information collected pursuant to rule 6c-11 is reviewed by the Commission's examination staff, it will be accorded the same level of confidentiality accorded to other responses provided to the Commission in the context of its examination and oversight program.

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.

*Written comments are invited on:* (a) whether this proposed collection of information is necessary for the proper performance of the functions of the SEC, including whether the information will have practical utility; (b) the accuracy of the SEC's estimate of the burden imposed by the proposed collection of information, including the validity of the methodology and the assumptions used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated, electronic collection techniques or other forms of information technology.

Please direct your written comments on this 60-Day Collection Notice to Austin Gerig, Director/Chief Data Officer, Securities and Exchange Commission, c/o Tanya Ruttenberg via email to *[email protected]* by November 12, 2025. There will be a second opportunity to comment on this SEC request following the *Federal Register* publishing a 30-Day Submission Notice.

Dated: September 9, 2025.

Sherry R. Haywood,

Assistant Secretary.