7 USC § 9c - Notice of investigations and enforcement actions

---
identifier: "/us/usc/t7/s9c"
source: "usc"
legal_status: "official_prima_facie"
title: "7 USC § 9c - Notice of investigations and enforcement actions"
title_number: 7
title_name: "AGRICULTURE"
section_number: "9c"
section_name: "Notice of investigations and enforcement actions"
chapter_number: 1
chapter_name: "COMMODITY EXCHANGES"
positive_law: false
currency: "119-84"
last_updated: "2026-04-17"
format_version: "1.1.0"
generator: "[email protected]"
source_credit: "(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)"
---


# § 9c. Notice of investigations and enforcement actions

section 6f(a)(2) of this titlesection 6f(a)(3) of this titlesection 6k(6) of this titlesection 7b–1 of this title

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to , any floor broker or floor trader exempt from registration pursuant to , any associated person exempt from registration pursuant to , or any board of trade designated as a contract market pursuant to .

---

**Source Credit**: (Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106–554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A–449.)

## Editorial Notes

### Codification

Section is comprised of subsec. (g) of section 6 of act . Subsecs. (a) and (b) of section 6 are classified to . Subsec. (c) of section 6 is classified to . Subsecs. (d), (e), and (f) of section 6 are classified to sections 13b, 9a, and 9b of this title, respectively.