Skip to content
LexBuild

12 USC § 1831w - Safety and soundness firewalls applicable to financial subsidiaries of banks

---
identifier: "/us/usc/t12/s1831w"
source: "usc"
legal_status: "official_prima_facie"
title: "12 USC § 1831w - Safety and soundness firewalls applicable to financial subsidiaries of banks"
title_number: 12
title_name: "BANKS AND BANKING"
section_number: "1831w"
section_name: "Safety and soundness firewalls applicable to financial subsidiaries of banks"
chapter_number: 16
chapter_name: "FEDERAL DEPOSIT INSURANCE CORPORATION"
positive_law: false
currency: "119-84"
last_updated: "2026-04-17"
format_version: "1.1.0"
generator: "[email protected]"
source_credit: "(Sept. 21, 1950, ch. 967, § 2[46], as added Pub. L. 106–102, title I, § 121(d)(1), Nov. 12, 1999, 113 Stat. 1380.)"
---

# § 1831w. Safety and soundness firewalls applicable to financial subsidiaries of banks

**(a)** **In general** An insured State bank may control or hold an interest in a subsidiary that engages in activities as principal that would only be permissible for a national bank to conduct through a financial subsidiary if—

**(1)** the State bank and each insured depository institution affiliate of the State bank are well capitalized (after the capital deduction required by paragraph (2));

**(2)** the State bank complies with the capital deduction and financial statement disclosure requirements in section 24a(c) of this title;

**(3)** the State bank complies with the financial and operational safeguards required by section 24a(d) of this title; and

**(4)** the State bank complies with the amendments to sections 23A and 23B of the Federal Reserve Act [12 U.S.C. 371c and 371c–1] made by section 121(b) of the Gramm-Leach-Bliley Act.

**(b)** **Preservation of existing subsidiaries** November 12, 1999

Notwithstanding subsection (a), an insured State bank may retain control of a subsidiary, or retain an interest in a subsidiary, that the State bank lawfully controlled or acquired before , and conduct through such subsidiary any activities lawfully conducted in such subsidiary as of such date.

**(c)** **Definitions** For purposes of this section, the following definitions shall apply:

**(1)** **Subsidiary** section 1813(w)(4) of this title

The term “subsidiary” means any company that is a subsidiary (as defined in ) of 1 or more insured banks.

**(2)** **Financial subsidiary** section 24a(g) of this title

The term “financial subsidiary” has the meaning given the term in .

**(d)** **Preservation of authority**

**(1)** **This chapter** section 1831a of this title

No provision of this section shall be construed as superseding the authority of the Federal Deposit Insurance Corporation to review subsidiary activities under .

**(2)** **Federal Reserve Act** 12 U.S.C. 335

No provision of this section shall be construed as affecting the applicability of the 20th undesignated paragraph of section 9 of the Federal Reserve Act [].

---

**Source Credit**: (Sept. 21, 1950, ch. 967, § 2[46], as added Pub. L. 106–102, title I, § 121(d)(1), Nov. 12, 1999, 113 Stat. 1380.)

## Editorial Notes

### References in Text

Section 121(b) of the Gramm-Leach-Bliley Act, referred to in subsec. (a)(4), is , title I, , , which amended .

## Statutory Notes and Related Subsidiaries

### Effective Date

Section effective 120 days after , see , set out as an Effective Date of 1999 Amendment note under .