Title 12, Part 16 — Securities Offering Disclosure Rules
19 sections
Section 16.1
Authority, purpose, and scope.
Section 16.2
Definitions.
Section 16.3
Registration statement and prospectus requirements.
Section 16.4
Communications not deemed an offer.
Section 16.5
Exemptions.
Section 16.6
Sales of nonconvertible debt.
Section 16.7
Nonpublic offerings.
Section 16.8
Small issues.
Section 16.9
Securities offered and sold in holding company dissolution.
Section 16.10
Sales of securities at an office of a Federal savings association.
Section 16.15
Form and content.
Section 16.16
Effectiveness.
Section 16.17
Filing requirements and inspection of documents.
Section 16.18
Use of prospectus.
Section 16.19
Withdrawal or abandonment.
Section 16.30
Request for interpretive advice or no-objection letter.
Section 16.31
Escrow requirement.
Section 16.32
Fraudulent transactions and unsafe or unsound practices.
Section 16.33
Filing fees.